Business and trust: Always together

  • Prevent investment fraud and stock manipulation
  • Protect investors from purchasing or selling based on false information
  • Promote and maintain integrity and transparency in the investment industry
  • Only fund managers and fund distribution agencies are responsible for fund distribution services
  • Fund managers and fund distribution agencies need to strictly review their marketing and promotional material
  • They need to hire experienced compliance and risk control personnel to implement better controls and review the functioning of the fund distribution business and new products in the market
  • The need to implement strict internal policies and procedures for staff — from holding funds for personal gain to avoiding conflict of interest

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Acuity Knowledge Partners

Acuity Knowledge Partners

We write about financial industry trends, the impact of regulatory changes and opinions on industry inflection points. https://www.acuitykp.com/