Business and trust: Always together

  • Prevent investment fraud and stock manipulation
  • Protect investors from purchasing or selling based on false information
  • Promote and maintain integrity and transparency in the investment industry
  • Only fund managers and fund distribution agencies are responsible for fund distribution services
  • Fund managers and fund distribution agencies need to strictly review their marketing and promotional material
  • They need to hire experienced compliance and risk control personnel to implement better controls and review the functioning of the fund distribution business and new products in the market
  • The need to implement strict internal policies and procedures for staff — from holding funds for personal gain to avoiding conflict of interest



Get the Medium app

A button that says 'Download on the App Store', and if clicked it will lead you to the iOS App store
A button that says 'Get it on, Google Play', and if clicked it will lead you to the Google Play store
Acuity Knowledge Partners

Acuity Knowledge Partners

We write about financial industry trends, the impact of regulatory changes and opinions on industry inflection points.